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Rule of 11
Results: 913

#	Item
651	Notice of Filing of Proposed Rule Change to Amend BATS Rule 11.17, entitled "Clearly Erroneous Executions" Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-12 13:52:04 Self-regulatory organizations Business Financial system United States Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Direct Edge U.S. Securities and Exchange Commission New York Stock Exchange United States securities law Financial regulation Economy of the United States
652	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]May 11, 2006 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-15 16:35:01 Financial markets Options Clearing Corporation Bank Short Security Hypothecation Lien Securities Exchange Act Futures contract Financial economics Finance Business
653	Chapter 15 Time Line Event Time Rule or Statute Add to Reading List Source URL: www.deb.uscourts.gov Language: English - Date: 2011-12-21 10:29:37 Federal Rules of Bankruptcy Procedure Insolvency Bankruptcy in the United States Automatic stay Bankruptcy Chapter 15 Title 11 United States Code Debt Personal finance Summary United States bankruptcy law Law Legal procedure
654	Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. to Adopt BYX Rule 11.21, entitled "Input of Accurate Information" Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-03-01 16:47:17 Securities Exchange Act SEC filings Financial regulation U.S. Securities and Exchange Commission Government Beta Upsilon Chi Federal Rules of Civil Procedure Securities and Exchange Commission United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
655	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule[removed]to Extend the Operation of a Pilot Pursuant to the Rule Until April 11, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-13 09:59:38 Financial regulation Securities Exchange Act SEC filings Government U.S. Securities and Exchange Commission Securities and Exchange Commission Finance Form 144 United States securities law 73rd United States Congress United States Securities and Exchange Commission
656	Notice of Filing of a Proposed Rule Change to Amend BYX Rule 11.8, entitled "Obligations of Market Makers" Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-12 10:12:52 Investment Finance Stock market 73rd United States Congress Securities Exchange Act United States securities law Market maker Regulation NMS National best bid and offer Financial markets Financial economics United States Securities and Exchange Commission
657	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 11, 2012 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-12 08:09:50 United States Securities and Exchange Commission Self-regulatory organizations Securities Exchange Act NASDAQ Philadelphia Stock Exchange United States U.S. Securities and Exchange Commission Economy of the United States United States securities law 73rd United States Congress
658	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]November 19, 2012 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change to Amend BATS Rule 14.11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-21 08:19:50 Stock market Financial markets Funds Futures contract Exchange-traded fund NYSE Arca Short Stock exchange Securities Exchange Act Financial economics Investment Finance
659	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]March 11, 2008 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to st Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-11 15:02:53 Finance Options Clearing Corporation 73rd United States Congress United States Securities and Exchange Commission Commodity Futures Trading Commission Financial markets Futures contract Securities Exchange Act U.S. Securities and Exchange Commission Financial economics United States securities law Financial system
660	Evaluating the FTC Cooling-Off Rule WILLIAM L SHANKLIN; HERBERT G KING The Journal of Consumer Affairs (pre-1986); Winter 1977; 11, 2; ABI/INFORM Global pg[removed]Reproduced with permission of the copyright owner. Further Add to Reading List Source URL: www.dsef.org - Date: 2012-04-01 15:47:02

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